The Public Investors Advocate Bar Association called for the Financial Industry Regulatory Authority to strengthen rules on selling complex products and options—a category that could include leveraged ...

Industry leaders largely agree that “complex” products should not be gatekept, and think that doing so would negatively impact the entire industry, stalling innovation. Of concern specifically are ...

GOP members of the House Financial Services Committee say heightened regulation of retail investors sale of “complex products” and options could raise costs and unfairly limit retail investors’ access ...

NI (formerly National Instruments), headquartered in my hometown of Austin, Texas, is a company I've been following for a long time. In 2020, National Instruments shortened its name to 'NI' along with ...

No matter how good generative artificial intelligence gets, consumers navigating the purchase of complex financial products will always demand the attention of expert human advisors, write Kevin ...

The regulator is assessing the risks that may arise when retail investors purchase complicated investments without the help of a financial adviser. By Mark Schoeff Jr. As investors gain more access to ...

A review of firms that deal in complex exchange-traded products — such as leveraged and inverse ETFs, as well as crypto-based products — found that firms need to make improvements in a variety of ...

The software landscape becomes more competitive every day. New entrants promise “game-changing” technology, and behemoths constantly launch new features. Customer needs keep expanding and evolving, ...