The Financial Industry Regulatory Authority arbitrators grant “straight-in” expungement requests 90% of the time, according to an updated study released Tuesday by the Public Investors Advocate Bar ...
Driven by concerns that it’s been too easy to for brokers to expunge consumer disputes from its records, FINRA is amending its procedures. Customer disputes and complaints from a broker’s disciplinary ...
NASAA says Finra's modifications don't do enough to make it harder for brokers to clear customer disputes from their records. By Mark Schoeff Jr. State securities regulators continue to oppose a Finra ...
Add Yahoo as a preferred source to see more of our stories on Google. Apr. 16—TRAVERSE CITY — More northern Michiganders could be able to find work following a state law which automatically sets aside ...
A criminal case may be dismissed. Charges may be dropped. A judge may withhold adjudication. Yet years later, a background check can still raise a red flag. Across Florida, more residents are learning ...
GRAND RAPIDS, Mich. — Attorney General Dana Nessel introduced an automatic expungement program for the state of Michigan that does not require an application. “My department has been doing everything ...
CRANSTON, R.I. (WPRI) — R.I. Attorney General Peter Neronha hosted an expungement clinic Thursday evening in hopes of giving some Rhode Islanders a second chance. The expungement clinic was an ...