Oct 17 (Reuters) - The U.S. Securities and Exchange Commission told Reuters that it was "unclear" whether the dozens of recent filings by asset managers to issue highly leveraged ETFs would be ...
Not long ago, I was speaking with a controller at a medium capitalization (mid-cap) company who told me she had spent nearly 300 hours last quarter reconciling spreadsheets for her SEC filings. She ...
Key financial information was sporadically unavailable Monday on the US Securities and Exchange Commission’s corporate filings database. “Intermittent issues are preventing the display of disseminated ...
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The Securities and Exchange Commission’s Division of Corporation Finance issued revised staff interpretations on Regulation Crowdfunding (Reg CF), offering ...
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